Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Evans | 7038463 | 3 | 12/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo F Chang | 6090971 | 9 | 12/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Eftin Andraos | 2070222 | 6 | 12/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yasmin Tehranzadeh | 6187598 | 4 | 12/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pablo Alberto Davila | 6552303 | 4 | 11/27/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Dianne Clark | 5607234 | 3 | 11/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Tormey | 1256693 | 3 | 11/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rhonda Ann Carr | 2451491 | 1 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Carol Lowden | 5007902 | 4 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Carol Lowden | 5007902 | 4 | 10/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |