Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David G Norvell | 4307722 | 3 | 05/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Summer A Bliss | 7212790 | 1 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Morgan Billington | 4990776 | 3 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Morgan Billington | 4990776 | 3 | 04/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adele Marie McKinnis | 5121356 | 2 | 04/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha MacEfe | 2745605 | 2 | 04/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Medley | 4857436 | 11 | 04/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Jed Weldon | 4392091 | 5 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Morgan Billington | 4990776 | 3 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Tormey | 1256693 | 3 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |