Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Desiree Wodicker | 6177181 | 2 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Desiree Wodicker | 6177181 | 2 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chinseeha Nicole McRavion | 3238558 | 1 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Noble Donahey | 2403074 | 4 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Noelle Nichols | 5842948 | 2 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Noelle Nichols | 5842948 | 2 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Allen Self | 4938703 | 7 | 06/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Jo Fischer | 1786735 | 2 | 06/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Medley | 4857436 | 11 | 06/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Byron Peiffer | 6115113 | 1 | 06/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |