Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Kamel | 7377675 | 6 | 05/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Travis Ryan Strubhar | 6892331 | 6 | 04/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Oliver Weatherford | 7504634 | 6 | 04/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Katsarelis | 6720850 | 3 | 04/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Grushka | 1008418 | 3 | 04/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lynn Pagans | 1504059 | 1 | 04/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Katsarelis | 6720850 | 3 | 04/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark A Stockard | 6421283 | 5 | 04/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Burch | 3011265 | 1 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Haag | 6655209 | 4 | 04/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |