Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew John Colascione | 5426163 | 5 | 03/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Evan Tate | 2949658 | 4 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alma Marie Abrusley-Faulkner | 2471573 | 7 | 02/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Grushka | 1008418 | 3 | 02/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thierry P Cohen | 5093894 | 1 | 02/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Marie Cundari | 2118351 | 5 | 02/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |