Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Lester Crain | 2541847 | 1 | 11/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Robert Wilkerson | 1372456 | 2 | 10/29/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harry Oliver White | 3203430 | 6 | 10/21/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lynn Rose Habrowski | 4793589 | 2 | 08/05/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Moreland Binford Bell | 2134428 | 1 | 05/24/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Stephen Caplan | 838674 | 6 | 04/10/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Gordon Meuth | 1463334 | 1 | 03/02/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Kenneally | 2646535 | 2 | 02/26/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Wayne Lair | 1904187 | 2 | 02/20/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Jerry Paroda | 2905728 | 2 | 02/11/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |