Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jammie Lee Chorrushi | 2558685 | 1 | 10/24/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Howard Rosenberg | 2705381 | 2 | 07/11/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fernando Valente | 2191086 | 6 | 07/09/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Stewart Fletcher | 3221982 | 1 | 06/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Juarbe | 2073314 | 1 | 06/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Landis | 2325460 | 3 | 05/20/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Kanji Kaneshiro | 2439921 | 1 | 05/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Daniel Lamonica | 2417732 | 1 | 04/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Ignazio Cugno | 4430352 | 1 | 04/02/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fernando Valente | 2191086 | 6 | 03/19/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |