Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erika Ann Greeney | 7681999 | 2 | 03/07/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Choinski | 2749225 | 1 | 02/07/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jordan Michael Duvall | 7517577 | 1 | 11/29/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larissa Amanda Lea | 6548854 | 1 | 11/20/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard John Rustin | 4483351 | 2 | 10/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Glockzin | 7561430 | 1 | 09/24/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Corgiat | 1213019 | 4 | 08/24/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Yuly Mero | 6896787 | 1 | 08/14/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Corgiat | 1213019 | 4 | 07/16/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Ira Antonides | 2440979 | 1 | 06/22/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |