Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin M Doyle | 1744812 | 2 | 02/23/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael J Minervini | 2525297 | 2 | 02/20/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry David Zuckerman | 3161509 | 2 | 01/05/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darin Allen Peterson | 2080507 | 2 | 01/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul David Childress | 5824932 | 2 | 12/30/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael J Rogers | 4776839 | 1 | 11/28/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Lenon | 1975693 | 1 | 11/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Gerbracht | 5310387 | 1 | 10/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert James Baptist | 1576889 | 6 | 09/28/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clarence Homer Slaughter | 2680955 | 1 | 09/16/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |