Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alexander Sullivan | 6348034 | 9 | 04/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy William Leveroni | 836167 | 2 | 04/03/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Sabatini | 4171067 | 1 | 02/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Barry | 5586449 | 3 | 02/18/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Steven Chubak | 4939115 | 4 | 02/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Altin Tirana | 4837498 | 5 | 02/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy William Leveroni | 836167 | 2 | 02/02/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Steven Chubak | 4939115 | 4 | 01/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Steven Chubak | 4939115 | 4 | 01/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Steven Chubak | 4939115 | 4 | 01/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |