Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Alan Russo | 870130 | 2 | 03/26/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alan Clyde | 1488320 | 3 | 03/20/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Warren Harris Strauss | 722297 | 3 | 03/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Marron | 1973244 | 1 | 01/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Ramsey Shanaberger | 1373517 | 1 | 12/02/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Martin Hansen | 236334 | 2 | 11/24/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Don Merwyn Hosack | 721604 | 2 | 10/01/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Raymond Stelnick | 1184337 | 1 | 01/30/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Charles Steger | 849032 | 4 | 10/22/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wayne Alan Russo | 870130 | 2 | 06/05/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |