Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo C Marr | 1738269 | 2 | 02/21/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Dale Strong-Coover | 1813958 | 1 | 11/26/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wade T Cardon | 1465222 | 3 | 06/28/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Mark Shepherd | 1844029 | 3 | 04/25/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Lee Chin | 1475752 | 4 | 01/04/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Jay Agler | 1476297 | 1 | 12/04/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Douglas Ziller | 1532514 | 3 | 05/10/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Allen Nyquist | 867505 | 3 | 06/22/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Corey Mason | 1525548 | 3 | 05/12/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glenn Braxton Moyer | 1045504 | 3 | 02/07/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |