Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Corey Mason | 1525548 | 3 | 05/12/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glenn Braxton Moyer | 1045504 | 3 | 02/07/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Lyle Kaplan | 1665353 | 1 | 10/27/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Matthew Padrick | 4638777 | 1 | 06/15/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James McGee Walker | 1108895 | 4 | 11/22/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis Kennedy | 1405302 | 1 | 10/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randall Joseph Hulick | 1971101 | 1 | 10/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James McGee Walker | 1108895 | 4 | 11/15/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Brad Armstrong | 857339 | 1 | 04/13/1983 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Laile Landauer | 301411 | 2 | 08/15/1979 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |