Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Joseph Stanger | 5530916 | 1 | 12/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lance Prince | 2428655 | 1 | 11/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robin Bailey Liebes | 2362467 | 1 | 11/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Scott Coleman | 1398216 | 1 | 11/11/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven G Brettler | 4367351 | 2 | 11/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lawrence Smith | 6905713 | 1 | 11/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Justin Duane Blevins | 5741851 | 1 | 10/30/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Anthony Delgaudio | 2881116 | 2 | 10/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Altin Tirana | 4837498 | 3 | 07/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Stuart Wood | 2788497 | 1 | 06/29/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |