Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Durant Adams | 1367656 | 1 | 07/06/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Freckleton | 7207931 | 1 | 06/07/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rebecca Adams Hollis | 7352986 | 1 | 06/06/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Magdalene Vegh | 6274962 | 1 | 05/08/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stuart Ethan Wells | 5542712 | 1 | 05/02/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sandra Jean Rose | 2185124 | 1 | 05/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael R Danjczek | 5238835 | 1 | 03/20/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Blanchard | 6042470 | 2 | 02/24/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Blanchard | 6042470 | 2 | 02/24/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lonnie Adam Friedman | 2493876 | 7 | 02/16/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |