Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Meiwes | 4969943 | 1 | 10/18/2023 | Customer Dispute | Denied | $29,760.60 | $0.00 | See FINRA Report |
| Lance Victor Cannon | 2039334 | 1 | 10/18/2023 | Customer Dispute | Denied | $29,760.60 | $0.00 | See FINRA Report |
| Christopher Andrew Fletcher | 4609694 | 1 | 10/12/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Antony Josephs | 5699134 | 1 | 10/09/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Vincent James Richtar | 2342971 | 1 | 10/09/2023 | Customer Dispute | Denied | $16,657.40 | $0.00 | See FINRA Report |
| Patrick Jay Murphy | 2219899 | 1 | 10/09/2023 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Kyle Curtis Cryer | 6467254 | 1 | 09/23/2023 | Customer Dispute | Denied | $146,000.00 | $0.00 | See FINRA Report |
| Karry Jean MacIak | 4332863 | 3 | 09/21/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dean Partridge | 4792499 | 1 | 09/15/2023 | Customer Dispute | Denied | $31,159.00 | $0.00 | See FINRA Report |
| Tyson William Allred | 3081010 | 6 | 09/05/2023 | Customer Dispute | Denied | $998,132.00 | $0.00 | See FINRA Report |