Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Scott Linde | 4376496 | 4 | 07/29/2022 | Customer Dispute | Denied | $26,364.50 | $0.00 | See FINRA Report |
| Gregory Lambesis | 1095876 | 3 | 07/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jean Clayton Paradis | 2167253 | 3 | 07/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Whayne Porter | 1003205 | 2 | 06/06/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Carrillo | 2110748 | 2 | 05/17/2022 | Customer Dispute | Denied | $55,250.00 | $0.00 | See FINRA Report |
| Phillip Nathaniel Loring | 3025625 | 1 | 05/11/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tracy Anderson Lamond | 1268552 | 3 | 05/09/2022 | Customer Dispute | Denied | $35,210.90 | $0.00 | See FINRA Report |
| Garrett Keith Norton | 6756851 | 1 | 05/05/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Rodney Marcus Scott | 5681912 | 4 | 05/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Alan Strajack | 2478705 | 1 | 05/04/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |