Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Henry Meyer | 2150092 | 1 | 01/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Gerard Starosta | 1866755 | 1 | 12/31/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Scott Manthey | 2385554 | 1 | 12/15/1997 | Customer Dispute | Denied | $30,351.10 | $0.00 | See FINRA Report |
| Gary S Simel | 2320801 | 1 | 11/19/1997 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Mark Clay Sutherland | 1200157 | 3 | 11/05/1997 | Customer Dispute | Denied | $14,605.40 | $0.00 | See FINRA Report |
| Christopher Mark Fuchs | 2507058 | 2 | 10/09/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Joseph Murphy | 2202808 | 3 | 09/16/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Michael Cohen | 1201263 | 6 | 09/05/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Hubbard Anderson | 1043348 | 1 | 09/02/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |