Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Thomas Cassa | 2655896 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert James McKee | 1223331 | 2 | 03/19/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Cain Benjamin Kobert | 2673742 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Robert Gleason | 2204094 | 1 | 03/19/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ryan Reynolds Leblanc | 2631068 | 4 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bernell D Baker | 5493956 | 4 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Paul Czaplewski | 2386057 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Karry Jean MacIak | 4332863 | 3 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen William Skokos | 6026326 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bradley Alan Bowman | 2898756 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |