Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeanne Anne Suttie | 3192582 | 2 | 05/07/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Keith Hill | 2703287 | 1 | 05/01/2020 | Customer Dispute | Denied | $14,800.00 | $0.00 | See FINRA Report |
| Scott Willard Doll | 1087992 | 1 | 05/01/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Patrick Ewing | 2283838 | 1 | 04/30/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randy Allen Kirkpatrick | 6680672 | 1 | 04/29/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Richard Coffin | 2900573 | 1 | 04/27/2020 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| Brian Bedford | 4305320 | 2 | 04/23/2020 | Customer Dispute | Denied | $56,290.00 | $0.00 | See FINRA Report |
| Kenneth John Klein | 6446796 | 1 | 04/21/2020 | Customer Dispute | Denied | $5,320.00 | $0.00 | See FINRA Report |
| John Christopher Fair | 3106044 | 3 | 04/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Cleckner | 2500377 | 2 | 04/20/2020 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |