Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vladimir Michael Greben | 2547477 | 2 | 03/01/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brad Richard Bakken | 2475927 | 1 | 02/24/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vladislav Michael Romanov | 2549093 | 2 | 02/24/2022 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Jonathan David White | 5882055 | 1 | 02/22/2022 | Customer Dispute | Settled | $178,909.00 | $0.00 | See FINRA Report |
| David Fleming Crossan | 2537752 | 2 | 02/17/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Barry Keith Malone | 2029746 | 1 | 02/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher R Bice | 3222439 | 3 | 02/09/2022 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Curtis Lynn Krueger | 2237386 | 1 | 02/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carl D Marsh | 5750886 | 1 | 02/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Adam Osborn | 5416479 | 1 | 01/28/2022 | Customer Dispute | Settled | $31,380.00 | $0.00 | See FINRA Report |