Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Anthony Scorzafava | 3261329 | 3 | 06/27/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Curtis Samuel Krietzberg | 2772736 | 1 | 06/23/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Neil Carlsen | 1564327 | 1 | 06/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Valerie Cynthia Krebs | 6051319 | 1 | 06/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Alan Ren | 2729198 | 2 | 06/21/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Brian Lee | 2950037 | 3 | 06/21/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Todd Bishop | 3173651 | 1 | 06/13/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Angela Sue Schueman | 2502517 | 2 | 06/08/2022 | Customer Dispute | Settled | $93,231.00 | $0.00 | See FINRA Report |
| David Whayne Porter | 1003205 | 2 | 06/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Anthony Scorzafava | 3261329 | 3 | 06/03/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |