Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Jay Kohn | 6112397 | 1 | 08/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Linde | 4376496 | 2 | 07/29/2022 | Customer Dispute | Denied | $26,364.50 | $0.00 | See FINRA Report |
| Christopher Carl Cavallaro | 2125009 | 10 | 07/27/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gregory Lambesis | 1095876 | 3 | 07/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jean Clayton Paradis | 2167253 | 3 | 07/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Anthony Scorzafava | 3261329 | 3 | 07/11/2022 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Daintry Noelle Price | 1692616 | 1 | 07/11/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Joseph Ward | 2903596 | 1 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael D Ivey | 4685762 | 1 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael McGrady | 2186164 | 1 | 07/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |