Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Stanley Meyers | 2158879 | 4 | 03/10/2023 | Customer Dispute | Denied | $106,430.00 | $0.00 | See FINRA Report |
| Brady Michael Brunsvold | 6425784 | 1 | 03/10/2023 | Customer Dispute | Denied | $106,430.00 | $0.00 | See FINRA Report |
| Kerri Ann Patrick | 2365726 | 1 | 03/03/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Mark Kevin Stivers | 1713130 | 1 | 03/03/2023 | Customer Dispute | Denied | $66,000.00 | $0.00 | See FINRA Report |
| Nouachi Vang | 5090132 | 1 | 02/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael James Leonelli | 5709834 | 1 | 02/28/2023 | Customer Dispute | Denied | $10,179.00 | $0.00 | See FINRA Report |
| Ervie Don Houston | 5527507 | 1 | 02/23/2023 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Brian Robert Sardelli | 4647010 | 1 | 02/23/2023 | Customer Dispute | Denied | $41,868.00 | $0.00 | See FINRA Report |
| Patrick Glenn Durden | 2342040 | 2 | 02/16/2023 | Customer Dispute | Denied | $43,693.50 | $0.00 | See FINRA Report |
| Craig Alan Burtis | 2757496 | 1 | 02/13/2023 | Customer Dispute | Denied | $131,725.00 | $0.00 | See FINRA Report |