Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Dean Partridge | 4792499 | 1 | 09/15/2023 | Customer Dispute | Denied | $31,159.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 09/13/2023 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Tyson William Allred | 3081010 | 6 | 09/05/2023 | Customer Dispute | Denied | $998,132.00 | $0.00 | See FINRA Report |
| Kultar Singh Bindra | 6147537 | 3 | 08/31/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alvaro Mauricio Jiron | 4226147 | 1 | 08/31/2023 | Customer Dispute | Denied | $125,351.00 | $0.00 | See FINRA Report |
| Thomas Francis Koss | 2314629 | 1 | 08/30/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Carl Nolt | 5038487 | 1 | 08/29/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerome Samuel Aron | 5213998 | 1 | 08/28/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Clinton Loyd | 4447419 | 4 | 08/22/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Evan Lunsford | 5756621 | 3 | 08/18/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |