Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Jay Murphy | 2219899 | 1 | 10/09/2023 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Mark Steven Bordelove | 4271924 | 1 | 10/03/2023 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Bryan Scott Foster | 2702281 | 2 | 10/03/2023 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Edward Terral Hill | 6008804 | 3 | 10/02/2023 | Customer Dispute | Pending | $20,805.20 | $0.00 | See FINRA Report |
| Neil Robert Kitchie | 1429945 | 1 | 09/27/2023 | Customer Dispute | Settled | $50,001.00 | $0.00 | See FINRA Report |
| Kyle Curtis Cryer | 6467254 | 1 | 09/23/2023 | Customer Dispute | Denied | $146,000.00 | $0.00 | See FINRA Report |
| Douglas Robert Coleman | 859419 | 1 | 09/22/2023 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Sabo | 1711708 | 1 | 09/22/2023 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Gina G Francisco | 4490144 | 3 | 09/22/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Karry Jean MacIak | 4332863 | 3 | 09/21/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |