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FINRA Broker Disclosures for LPL Financial LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 4,867 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Charles Gyude Bryant5346404212/16/2022Customer DisputePending$200,000.00$0.00See FINRA Report
Gregory Scott Mason5174552212/15/2022Customer DisputePending$5,000.00$0.00See FINRA Report
Danielle Rae Scodellaro6131256112/13/2022Customer DisputePending$0.00$0.00See FINRA Report
Bryce Mitchell Williams7223173112/06/2022Customer DisputePending$0.00$0.00See FINRA Report
Robert Charles Litwin3036642112/01/2022Customer DisputePending$0.00$0.00See FINRA Report
Stacy Alden Cannon2372109111/30/2022Customer DisputeDenied$0.00$0.00See FINRA Report
David Michael Dalton1381061111/28/2022Customer DisputePending$0.00$0.00See FINRA Report
Peter Wright Bell2378665211/22/2022Customer DisputeDenied$5,000.00$0.00See FINRA Report
Raleigh James Galiano2254402111/22/2022Customer DisputePending$0.00$0.00See FINRA Report
Edward Ray Stike1439479111/16/2022Customer DisputePending$750,000.00$0.00See FINRA Report

4,867 Results

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