Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karry Jean MacIak | 4332863 | 3 | 10/23/2023 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Anthony George Makransky | 2103362 | 3 | 10/23/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Jason Meiwes | 4969943 | 1 | 10/18/2023 | Customer Dispute | Denied | $29,760.60 | $0.00 | See FINRA Report |
| Lance Victor Cannon | 2039334 | 1 | 10/18/2023 | Customer Dispute | Denied | $29,760.60 | $0.00 | See FINRA Report |
| Christopher Andrew Fletcher | 4609694 | 1 | 10/12/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Brent Robinson | 5776404 | 1 | 10/11/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 10/11/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Edward Terral Hill | 6008804 | 3 | 10/10/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Antony Josephs | 5699134 | 1 | 10/09/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Vincent James Richtar | 2342971 | 1 | 10/09/2023 | Customer Dispute | Denied | $16,657.40 | $0.00 | See FINRA Report |