Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Christopher McFeeley | 5505995 | 10 | 02/16/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 02/16/2024 | Customer Dispute | Pending | $375,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 02/16/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| J Craig McIlroy | 1422508 | 4 | 02/16/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Gregory Ellis Gann | 2144505 | 3 | 02/15/2024 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Kelly Ron Hubrig | 4636268 | 1 | 02/14/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Duncan Gerard MacEachern | 1856591 | 2 | 02/13/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Sotiraq Qirjollari | 6002789 | 1 | 02/12/2024 | Customer Dispute | Pending | $72,577.00 | $0.00 | See FINRA Report |
| Tammy Tenney Paquette | 5110668 | 2 | 02/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rowena York Ruff | 2905624 | 1 | 02/08/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |