Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evan Davis Kirkpatrick | 5272521 | 1 | 03/15/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 03/13/2024 | Customer Dispute | Pending | $85,000.00 | $0.00 | See FINRA Report |
| Michael Christopher McFeeley | 5505995 | 10 | 03/13/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Austin Arata | 6448739 | 1 | 03/11/2024 | Customer Dispute | Pending | $340,000.00 | $0.00 | See FINRA Report |
| Jonas Cash Everett | 2396343 | 1 | 03/01/2024 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Edward Baroncini | 3043354 | 11 | 02/28/2024 | Customer Dispute | Settled | $78,235.00 | $0.00 | See FINRA Report |
| Bartholomew Timothy-Dylan MacKler | 2571840 | 1 | 02/27/2024 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Ismael Eradio Reyes Retana | 3250007 | 3 | 02/27/2024 | Customer Dispute | Settled | $106,000.00 | $0.00 | See FINRA Report |
| Bruce Douglas Berry | 2846046 | 4 | 02/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lee Scott Rawiszer | 1248193 | 1 | 02/20/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |