Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David E Selden | 5177855 | 1 | 06/03/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett Howard MacBain | 4567378 | 5 | 05/02/2013 | Customer Dispute | Closed-No Action | $7,700.00 | $0.00 | See FINRA Report |
| Jack Brent Godfrey | 2928652 | 3 | 04/09/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anna Marie Kamp | 4166855 | 1 | 04/01/2013 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Benjamin C Lingenfelter | 3220009 | 3 | 02/20/2013 | Customer Dispute | Closed-No Action | $378,745.00 | $0.00 | See FINRA Report |
| Roger Jyhjung Chang | 2164170 | 2 | 02/15/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Janel Marie Goff | 2167579 | 3 | 12/06/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Steven Hoffman | 4504588 | 1 | 11/26/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Teddy W Welch | 2640701 | 2 | 08/14/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alejandro Christopher Trejo | 1846809 | 2 | 08/07/2012 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |