Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rusty Coyle | 4355534 | 2 | 12/19/2014 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Michael Edward Dennis | 5581842 | 1 | 12/16/2014 | Customer Dispute | Closed-No Action | $12,177.70 | $0.00 | See FINRA Report |
| Glen Adair Tyler | 5030814 | 1 | 12/09/2014 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Michael Lawrence Talley | 4452701 | 1 | 09/19/2014 | Customer Dispute | Closed-No Action | $220,000.00 | $0.00 | See FINRA Report |
| Lynn Marie Gill | 4566764 | 1 | 06/11/2014 | Customer Dispute | Closed-No Action | $17,123.50 | $0.00 | See FINRA Report |
| Daniel Theodore Hawtree | 1578583 | 1 | 05/29/2014 | Customer Dispute | Closed-No Action | $13,250.00 | $0.00 | See FINRA Report |
| Tina Marie Powers | 4383046 | 1 | 05/09/2014 | Customer Dispute | Closed-No Action | $6,174.50 | $0.00 | See FINRA Report |
| Deborah Hicks Chinnapillai | 1327365 | 1 | 04/24/2014 | Customer Dispute | Closed-No Action | $700,000.00 | $0.00 | See FINRA Report |
| Jennifer Lee Radford | 2863354 | 1 | 04/21/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joshua Yoonkun Jun | 4927027 | 1 | 02/23/2014 | Customer Dispute | Closed-No Action | $26,289.80 | $0.00 | See FINRA Report |