Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andre Edgar Beckles | 1864333 | 3 | 11/10/2010 | Customer Dispute | Closed-No Action | $74,972.00 | $0.00 | See FINRA Report |
| Stanley John Chronowski | 2398750 | 4 | 10/25/2010 | Customer Dispute | Closed-No Action | $15,378.90 | $0.00 | See FINRA Report |
| Timothy Moylan Vanderloo | 4006660 | 1 | 10/22/2010 | Customer Dispute | Closed-No Action | $33,408.80 | $0.00 | See FINRA Report |
| Gary Lynn Deese, Cltc | 4165033 | 1 | 09/16/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Randy Paul Kinchen | 1061005 | 1 | 09/02/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Lisowski | 2756278 | 1 | 08/25/2010 | Customer Dispute | Closed-No Action | $420.70 | $0.00 | See FINRA Report |
| Peter Graves Blackwell | 4229348 | 1 | 08/09/2010 | Customer Dispute | Closed-No Action | $18,701.00 | $0.00 | See FINRA Report |
| Stanley John Chronowski | 2398750 | 4 | 07/13/2010 | Customer Dispute | Closed-No Action | $8,300.00 | $0.00 | See FINRA Report |
| Rocco Thomas Lattanzi | 4942413 | 1 | 06/30/2010 | Customer Dispute | Closed-No Action | $7,770.36 | $0.00 | See FINRA Report |
| Karri Ann Hill | 2953021 | 1 | 06/08/2010 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |