Our Staff has compiled our research into a database of FINRA Broker Disclosures for LPL Financial LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geoffrey Thompson | 2263890 | 2 | 06/07/1995 | Customer Dispute | Award / Judgment | $20,000.00 | $20,000.00 | See FINRA Report |
| Mark Gilbert Zitzelsberger | 1139830 | 2 | 05/23/1995 | Customer Dispute | Award / Judgment | $34,000.00 | $7,000.00 | See FINRA Report |
| Mark Steven Winthrop | 1351181 | 1 | 04/26/1995 | Customer Dispute | Award / Judgment | $12,267.00 | $7,027.00 | See FINRA Report |
| Andrew Elwood Gift | 1425143 | 2 | 03/17/1995 | Customer Dispute | Award / Judgment | $4,884.00 | $0.00 | See FINRA Report |
| Frank Mario Amelio | 1488977 | 3 | 02/14/1995 | Customer Dispute | Award / Judgment | $170,000.00 | $25,000.00 | See FINRA Report |
| Darin David Cook | 1898749 | 1 | 02/13/1995 | Customer Dispute | Award / Judgment | $48,881.90 | $9,500.00 | See FINRA Report |
| Marvin Stewart Heiman | 1091724 | 3 | 02/10/1995 | Customer Dispute | Award / Judgment | $260,000.00 | $98,889.00 | See FINRA Report |
| Bradley Scott Mills | 2126025 | 2 | 11/30/1994 | Customer Dispute | Award / Judgment | $10,000.00 | $7,700.00 | See FINRA Report |
| Mark Edwin Strangis | 438004 | 2 | 10/06/1994 | Customer Dispute | Award / Judgment | $67,571.70 | $83,168.20 | See FINRA Report |
| Mark Edwin Strangis | 438004 | 2 | 07/28/1994 | Customer Dispute | Award / Judgment | $96,193.00 | $20,000.00 | See FINRA Report |