Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stonegate Capital Markets, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jesse Bedford Shelmire | 1008550 | 4 | 11/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jesse Bedford Shelmire | 1008550 | 4 | 10/24/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jesse Bedford Shelmire | 1008550 | 4 | 08/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jesse Bedford Shelmire | 1008550 | 4 | 08/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Scott Randyn Griffith | 873111 | 4 | 11/20/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Scott Randyn Griffith | 873111 | 4 | 01/10/1996 | Customer Dispute | Settled | $71,000.00 | $0.00 | See FINRA Report |
Scott Randyn Griffith | 873111 | 4 | 11/05/1992 | Customer Dispute | Settled | $211,339.00 | $0.00 | See FINRA Report |
Scott Randyn Griffith | 873111 | 4 | 11/13/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |