Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Agustin Arroyo | 6339139 | 4 | 02/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristine Kathryn Hartland | 2101877 | 2 | 02/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |