Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Cody Bell | 3050096 | 14 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephan Christopher Edwards | 6180082 | 1 | 04/01/2024 | Customer Dispute | Denied | $45,668.00 | $0.00 | See FINRA Report |
| Matthew Kyle Simcox | 6805574 | 1 | 03/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ian P Gallagher | 5520253 | 1 | 03/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Stephen Berg | 2565645 | 1 | 03/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Scott Jochim | 4478208 | 1 | 03/18/2024 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Nathan Ward Clark | 5067802 | 1 | 03/14/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Christine Marie Emond | 2081196 | 1 | 03/08/2024 | Customer Dispute | Denied | $29,136.00 | $0.00 | See FINRA Report |
| Mark Richard Beck | 6665794 | 1 | 03/06/2024 | Customer Dispute | Pending | $149,476.00 | $0.00 | See FINRA Report |
| Todd Allen Glaw | 1726235 | 6 | 02/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |