Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yvette Marilyn Stewart | 5120623 | 1 | 04/22/2024 | Customer Dispute | Settled | $21,600.00 | $0.00 | See FINRA Report |
| Matthew Charles Baum | 6942874 | 2 | 04/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Christian Bortz | 6056846 | 2 | 04/18/2024 | Customer Dispute | Settled | $6,789.00 | $0.00 | See FINRA Report |
| Nicholas Paul Stamatis | 4907890 | 1 | 04/17/2024 | Customer Dispute | Pending | $80,000.00 | $0.00 | See FINRA Report |
| Eric Han | 5543197 | 1 | 04/16/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| William Corbin Munn | 2250062 | 2 | 04/11/2024 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Illiano | 6088840 | 1 | 04/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Saimir Astrit Prapaniku | 5499421 | 3 | 04/10/2024 | Customer Dispute | Denied | $115,259.00 | $0.00 | See FINRA Report |
| Natasha Lynn Reierson | 6966813 | 2 | 04/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Paul Colla | 5752955 | 1 | 04/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |