Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Clinton Leonard | 1991879 | 11 | 05/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Taylor Patrick Hansen | 6206255 | 1 | 05/21/2024 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Connor A Day | 7126514 | 1 | 05/17/2024 | Customer Dispute | Settled | $20,345.30 | $0.00 | See FINRA Report |
| James O Sturdivant | 2624168 | 1 | 05/17/2024 | Customer Dispute | Denied | $20,345.30 | $0.00 | See FINRA Report |
| Robert Alan Koch | 5482869 | 4 | 05/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stacey Lee Davis | 3239627 | 3 | 05/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Augustus Matera | 2573697 | 1 | 05/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Craig Adamson | 4070569 | 2 | 05/06/2024 | Customer Dispute | Denied | $24,035.20 | $0.00 | See FINRA Report |
| William Edward Bredthauer | 2266233 | 4 | 04/23/2024 | Customer Dispute | Withdrawn | $354,800.00 | $0.00 | See FINRA Report |
| Sariguli Tuersun | 7042752 | 1 | 04/22/2024 | Customer Dispute | Denied | $15,165.00 | $0.00 | See FINRA Report |