Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jac Burton Stulberg | 1473233 | 9 | 06/06/1989 | Customer Dispute | Award / Judgment | $81,219.00 | $59,198.00 | See FINRA Report |
| Michael Anthony Lipscomb | 2286249 | 8 | 05/19/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David P Wilkins | 2693737 | 1 | 05/02/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Matosziuk | 1275106 | 1 | 05/01/1989 | Customer Dispute | Award / Judgment | $293,721.00 | $100,000.00 | See FINRA Report |
| David Patrick Luetkemeyer | 1854563 | 5 | 03/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Megan Cahalan | 7691799 | 1 | 03/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Danny George Hirsch | 246706 | 4 | 03/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Glowka | 2451902 | 1 | 03/07/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Scott Davidson | 1511627 | 2 | 01/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Tracy | 2876946 | 1 | 12/21/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |