Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Jesus Fernandez | 7700670 | 3 | 11/08/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Edward Suher | 704992 | 3 | 11/08/1989 | Customer Dispute | Settled | $7,253.18 | $0.00 | See FINRA Report |
| Mark Joseph Vavruska | 1081194 | 4 | 11/03/1989 | Customer Dispute | Award / Judgment | $155,480.00 | $15,540.40 | See FINRA Report |
| Michael John Parenti | 1611264 | 3 | 10/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Thuleen | 4324707 | 1 | 09/18/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Philip Velzke | 2442656 | 2 | 09/15/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff Richard Bank | 1577796 | 9 | 09/11/1989 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| Robert Gregory Mennona | 1232328 | 5 | 08/08/1989 | Customer Dispute | Award / Judgment | $191,134.00 | $69,025.00 | See FINRA Report |
| Chris Michael Limmer | 2533472 | 1 | 07/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Douglas Durnell | 2960586 | 1 | 06/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |