Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert James Timme | 6092545 | 1 | 07/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Scott McCranie | 1536627 | 1 | 06/29/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Lawrence Dombrowski | 2633289 | 1 | 06/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Gregory Mennona | 1232328 | 5 | 06/04/1990 | Customer Dispute | Award / Judgment | $597,195.00 | $74,932.00 | See FINRA Report |
| Thomas John Vanyo | 453487 | 4 | 05/11/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Dirk Bodemeijer | 4193696 | 9 | 05/01/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jac Burton Stulberg | 1473233 | 9 | 04/04/1990 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert Keith Incaprera | 1064833 | 6 | 04/01/1990 | Customer Dispute | Award / Judgment | $100,000.00 | $65,000.00 | See FINRA Report |
| John Devers Hursh | 1083427 | 2 | 03/27/1990 | Customer Dispute | Award / Judgment | $2,500.00 | $575.00 | See FINRA Report |
| Mark Wayne Stone | 2510898 | 1 | 03/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |