Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Valerie Chase | 1741238 | 3 | 06/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Mc Call | 863509 | 2 | 06/18/1991 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Robert Louis Nagy | 2492917 | 4 | 06/11/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Eldon Murphy | 2520276 | 1 | 06/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Allan Baum | 15065 | 1 | 06/06/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| MacE Barry Tamse | 1059666 | 6 | 05/08/1991 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Lewis Edward Wollenweber | 1182340 | 3 | 05/01/1991 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Pandelis Philip Chryssostomides | 1393540 | 4 | 04/01/1991 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Christopher Lee Feutz | 3096129 | 2 | 03/21/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley L Hensley | 4936388 | 1 | 03/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |