Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Mark Eisenmenger | 2507366 | 4 | 07/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Donald Kendall | 1980080 | 2 | 06/25/1992 | Customer Dispute | Award / Judgment | $25,877.00 | $18,000.00 | See FINRA Report |
| Shelly J Donovan | 1001389 | 10 | 06/24/1992 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Mark Steven Calderone | 1753657 | 1 | 06/18/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shelly J Donovan | 1001389 | 10 | 05/27/1992 | Customer Dispute | Settled | $296,500.00 | $0.00 | See FINRA Report |
| John Edward Burg | 1477208 | 1 | 05/26/1992 | Customer Dispute | Award / Judgment | $32,272.70 | $16,650.00 | See FINRA Report |
| Mansoor Yousaf | 2870856 | 1 | 05/07/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Arthur Bonwell | 25792 | 1 | 05/04/1992 | Customer Dispute | Award / Judgment | $350,000.00 | $250,000.00 | See FINRA Report |
| Dominick Martinez Divine | 2191769 | 1 | 05/04/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christine Gustafson | 1303708 | 4 | 03/31/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |