Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shelly J Donovan | 1001389 | 10 | 10/21/1993 | Customer Dispute | Settled | $31,395.00 | $0.00 | See FINRA Report |
| Shelly J Donovan | 1001389 | 10 | 10/21/1993 | Customer Dispute | Settled | $11,945.00 | $0.00 | See FINRA Report |
| Albert Anthony Bevilacqua | 2656029 | 3 | 10/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Needham Carey Hatcher | 3040786 | 1 | 09/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Feutz | 3096129 | 2 | 08/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Patrick Foley | 1425205 | 3 | 08/13/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Fred Zanders | 475794 | 7 | 08/02/1993 | Customer Dispute | Settled | $137,000.00 | $0.00 | See FINRA Report |
| James Sidney Herzikoff | 244425 | 5 | 07/28/1993 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Niels H Strandskov | 2732494 | 2 | 07/10/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Bruce Steurer | 2179566 | 1 | 07/02/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |