Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Wayne Jateff | 1022035 | 1 | 10/21/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Keith Incaprera | 1064833 | 6 | 10/21/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Keith Incaprera | 1064833 | 6 | 10/21/1993 | Customer Dispute | Settled | $11,702.00 | $0.00 | See FINRA Report |
| Robert Keith Incaprera | 1064833 | 6 | 10/21/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Vavruska | 1081194 | 4 | 10/21/1993 | Customer Dispute | Settled | $9,349.00 | $0.00 | See FINRA Report |
| Mark Joseph Vavruska | 1081194 | 4 | 10/21/1993 | Customer Dispute | Settled | $15,030.00 | $0.00 | See FINRA Report |
| MacE Barry Tamse | 1059666 | 6 | 10/21/1993 | Customer Dispute | Settled | $25,592.00 | $0.00 | See FINRA Report |
| Jeri Margolis Glazer | 719333 | 3 | 10/21/1993 | Customer Dispute | Settled | $5,272.00 | $0.00 | See FINRA Report |
| Jeri Margolis Glazer | 719333 | 3 | 10/21/1993 | Customer Dispute | Settled | $17,765.00 | $0.00 | See FINRA Report |
| James Patrick Kirwan | 816890 | 4 | 10/21/1993 | Customer Dispute | Settled | $38,889.00 | $0.00 | See FINRA Report |