Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Audrey K Croft | 4178028 | 13 | 03/16/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Michael Elliott | 4577318 | 4 | 03/13/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Allen Helbig | 4942669 | 2 | 03/01/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Duane Arlen Nack | 1503436 | 2 | 02/24/1995 | Customer Dispute | Settled | $432,711.00 | $0.00 | See FINRA Report |
| Joseph Leone | 2084515 | 2 | 02/24/1995 | Customer Dispute | Settled | $40,510.00 | $0.00 | See FINRA Report |
| Pandelis Philip Chryssostomides | 1393540 | 4 | 02/22/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James William McLellan | 706853 | 3 | 02/16/1995 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Amber Dee Meyer | 4953560 | 3 | 02/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Mark Ambrus | 2556441 | 3 | 02/03/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Allen Helbig | 4942669 | 2 | 01/25/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |