Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Robert Eide | 4123062 | 1 | 06/10/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Connor Moss | 844872 | 6 | 05/31/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Niels H Strandskov | 2732494 | 2 | 05/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darrell Arthur Peterson | 1644667 | 1 | 05/03/1995 | Customer Dispute | Settled | $59,705.00 | $0.00 | See FINRA Report |
| Mark Donald Kendall | 1980080 | 2 | 04/27/1995 | Customer Dispute | Settled | $108,748.00 | $0.00 | See FINRA Report |
| Scott Steven Sosna | 2276301 | 2 | 04/21/1995 | Customer Dispute | Settled | $28,763.70 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 04/19/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lance Hubeny | 1081828 | 3 | 04/13/1995 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 04/10/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Alan Olson | 1659161 | 1 | 04/07/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |