Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brian Eugene Wasson | 4329934 | 2 | 09/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Edmund Michael Iannelli | 2052704 | 5 | 09/04/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Jac Burton Stulberg | 1473233 | 9 | 09/03/1998 | Customer Dispute | Settled | $10,400.00 | $0.00 | See FINRA Report |
Lewis Edward Wollenweber | 1182340 | 3 | 09/03/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Peter Alan Mina | 709800 | 1 | 09/01/1998 | Customer Dispute | Closed-No Action | $15,712.70 | $0.00 | See FINRA Report |
Elizabeth Ann Lauer | 2013720 | 1 | 08/28/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Daniel Jon Harris | 4517619 | 1 | 08/25/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Patrick Coffield | 1216018 | 7 | 08/07/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Bradford Joseph Rindler | 2798758 | 2 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Farshid Norman Bahramipour | 2358335 | 1 | 07/31/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |