Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Karl Everett | 1295057 | 3 | 10/05/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Bruce Cooper | 2716777 | 3 | 10/01/1999 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Steven Thomas King | 2403479 | 2 | 09/23/1999 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Daryl Bruce Work | 725859 | 1 | 09/23/1999 | Customer Dispute | Denied | $7,460.37 | $0.00 | See FINRA Report |
| James Arthur Kujawski | 2075543 | 9 | 09/10/1999 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |
| Ira Jeffrey Musiker | 2165319 | 3 | 09/10/1999 | Customer Dispute | Settled | $16,009.90 | $0.00 | See FINRA Report |
| Brent Loy Trentham | 2062453 | 2 | 09/10/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Carolynn Fellman | 2411320 | 3 | 09/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Paul Urbonas | 2728393 | 1 | 09/03/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Gordon | 1027219 | 5 | 09/02/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |