Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Thomas Ferrara | 1791902 | 3 | 03/16/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Mark Daniel Mahoney | 2353143 | 2 | 03/10/2000 | Customer Dispute | Denied | $5,421.10 | $0.00 | See FINRA Report |
| Edward Middleton Tilghman | 2159112 | 1 | 03/06/2000 | Customer Dispute | Settled | $8,762.31 | $0.00 | See FINRA Report |
| Christopher Howell Harvey | 1082041 | 1 | 02/28/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Peter Dotterweich | 2267494 | 1 | 02/23/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Douglas Wayne Messner | 1039868 | 3 | 02/14/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Debra F Cohen | 1136585 | 1 | 02/10/2000 | Customer Dispute | Denied | $20,250.00 | $0.00 | See FINRA Report |
| Michael Bruce Cooper | 2716777 | 3 | 02/09/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stacey Lynn Fredrickson | 1245358 | 2 | 02/04/2000 | Customer Dispute | Denied | $62,179.00 | $0.00 | See FINRA Report |
| Matthew L Rea | 1915144 | 3 | 02/03/2000 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |